Partners
Above Photo Credit: Lauren E Photography
As an independent advisor, Gregory has chosen the following back-office firms to help him process investment business and deliver better service to his clients.
WealthPlan Financial Group is Gregory’s Office of Supervisory Jurisdiction (OSJ) and helps him stay up-to-date and compliant on securities law and regulations. In addition, they provide practice management, marketing, networking opportunities, and technology support. As part of WealthPlan Financial Group, Gregory is connected to an experienced group of like-minded financial professionals dedicated to their clients’ success.
Cambridge is comprised of two entities: a broker-dealer that facilitates the sale and purchase of securities and a registered investment adviser that processes our fee-based business. As one of the largest internally controlled firms in the nation, they are aligned with Gregory’s core values and focus as an independent financial advisor. In addition to processing investment business, Cambridge helps Gregory maintain compliance with federal securities laws.